SEC Form 4 · accession 0001209191-18-046520
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Byron Myers
Officer — EVP, Sales and Marketing
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 5,054 | $8.37 | A | 42,329 | D | |
| Common Stock | Aug 9, 2018 | M | 5,689 | $16.62 | A | 48,018 | D | |
| Common Stock | Aug 9, 2018 | M | 877 | $38.54 | A | 48,895 | D | |
| Common StockF2 | Aug 9, 2018 | S | 6,668 | $225.6624 | D | 42,227 | D | |
| Common StockF3 | Aug 9, 2018 | S | 8,699 | $226.7249 | D | 33,528 | D | |
| Common StockF4 | Aug 9, 2018 | S | 5,067 | $227.611 | D | 28,461 | D | |
| Common StockF5 | Aug 9, 2018 | S | 2,050 | $228.5705 | D | 26,411 | D | |
| Common StockF6 | Aug 9, 2018 | S | 1,769 | $229.8189 | D | 24,642 | D | |
| Common StockF7 | Aug 9, 2018 | S | 300 | $231.1833 | D | 24,342 | D | |
| Common StockF8 | Aug 9, 2018 | S | 400 | $231.7175 | D | 23,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F9 | $8.37 | Aug 9, 2018 | M | 5,054 | D | — | Oct 9, 2023 | Common Stock | 5,054 | 0 | D |
| Stock Option (right to buy)F10 | $16.62 | Aug 9, 2018 | M | 5,689 | D | — | Mar 31, 2021 | Common Stock | 5,689 | 7,102 | D |
| Stock Option (right to buy)F11 | $38.54 | Aug 9, 2018 | M | 877 | D | — | May 15, 2022 | Common Stock | 877 | 14,123 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- F10Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the total shares subject to the option shall vest every month after March 1, 2014.
- F11Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
- F2Represents the weighted average share price of an aggregate total of 6,668 shares sold in the price range of $225.15 to $226.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 8,699 shares sold in the price range of $226.16 to $227.15 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 5,067 shares sold in the price range of $227.175 to $228.150 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 2,050 shares sold in the price range of $228.19 to $229.18 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average share price of an aggregate total of 1,769 shares sold in the price range of $229.235 to $230.220 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $230.53 to $231.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $231.53 to $231.84 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013