SEC Form 4 · accession 0001209191-18-046518
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loren L McFarland
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 2,000 | $16.62 | A | 2,989 | D | |
| Common StockF2 | Aug 9, 2018 | S | 721 | $226.9162 | D | 2,268 | D | |
| Common StockF3 | Aug 9, 2018 | S | 830 | $227.9436 | D | 1,438 | D | |
| Common Stock | Aug 9, 2018 | S | 100 | $230.47 | D | 1,338 | D | |
| Common StockF4 | Aug 9, 2018 | S | 300 | $231.5877 | D | 1,038 | D | |
| Common Stock | Aug 9, 2018 | S | 49 | $233.05 | D | 989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $16.62 | Aug 9, 2018 | M | 2,000 | D | — | Mar 31, 2021 | Common Stock | 2,000 | 10,333 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017.
- F2Represents the weighted average share price of an aggregate total of 721 shares sold in the price range of $226.39 to $227.03 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 830 shares sold in the price range of $227.42 to $228.33 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $231.50 to $231.75 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Subject to the reporting person's continuing service, 1/24th of the total shares subject to the option shall vest every month after April 1, 2014.