SEC Form 4 · accession 0001209191-18-038425

Inogen Inc · INGN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Raymond Huggenberger

Director

Period of report

Jun 15, 2018

Accepted (ET)

Jun 18, 2018 · 7:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001294133

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 15, 2018	M	944	$8.37	A	8,741	D
Common Stock	Jun 15, 2018	M	4,500	$16.62	A	13,241	D
Common Stock	Jun 15, 2018	M	2,500	$38.54	A	15,741	D
Common Stock	Jun 15, 2018	M	2,500	$44.19	A	18,241	D
Common Stock	Jun 15, 2018	S	10,444	$183.50	D	7,797	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$8.37	Jun 15, 2018	M	944	D	—	Oct 9, 2023	Common Stock	944	4,093	D
Stock Option (right to buy)^F3	$16.62	Jun 15, 2018	M	4,500	D	—	Mar 31, 2021	Common Stock	4,500	35,656	D
Stock Option (right to buy)^F4	$38.54	Jun 15, 2018	M	2,500	D	—	May 15, 2022	Common Stock	2,500	47,900	D
Stock Option (right to buy)^F5	$44.19	Jun 15, 2018	M	2,500	D	—	May 11, 2023	Common Stock	2,500	80,300	D

Explanation of responses

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
F2Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
F3Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F4Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
F5Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016.