SEC Form 4 · accession 0001209191-18-027619
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wilkinson
Officer — President and CEO · Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 9,198 | $16.62 | A | 33,674 | D | |
| Common StockF2 | May 1, 2018 | S | 800 | $167.3813 | D | 32,874 | D | |
| Common StockF3 | May 1, 2018 | S | 2,800 | $169.0707 | D | 30,074 | D | |
| Common StockF4 | May 1, 2018 | S | 1,600 | $170.3403 | D | 28,474 | D | |
| Common StockF5 | May 1, 2018 | S | 2,400 | $171.1566 | D | 26,074 | D | |
| Common StockF6 | May 1, 2018 | S | 900 | $172.2467 | D | 25,174 | D | |
| Common StockF7 | May 1, 2018 | S | 300 | $173.3169 | D | 24,874 | D | |
| Common Stock | May 1, 2018 | S | 398 | $174.00 | D | 24,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F8 | $16.62 | May 1, 2018 | M | 9,198 | D | — | Apr 1, 2021 | Common Stock | 9,198 | 15,220 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.
- F2Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $167.01 to $168.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 2,800 shares sold in the price range of $168.46 to $169.23 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 1,600 shares sold in the price range of $169.775 to $170.710 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 2,400 shares sold in the price range of $170.8600 to $171.7225 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average share price of an aggregate total of 900 shares sold in the price range of $171.90 to $172.67 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $173.00 to $173.68 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.