SEC Form 4 · accession 0001209191-18-020752
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Scribner
Officer — EVP, Operations
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 2,500 | $0.81 | A | 8,374 | D | |
| Common StockF1 | Mar 15, 2018 | S | 73 | $125.94 | D | 8,301 | D | |
| Common StockF3,F1 | Mar 15, 2018 | S | 1,527 | $127.5813 | D | 6,774 | D | |
| Common StockF4,F1 | Mar 15, 2018 | S | 845 | $128.6871 | D | 5,929 | D | |
| Common StockF5,F1 | Mar 15, 2018 | S | 55 | $129.4482 | D | 5,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F6 | $0.81 | Mar 15, 2018 | M | 2,500 | D | — | Mar 28, 2022 | Common Stock | 2,500 | 10,183 | D |
Explanation of responses
- F1Amount includes 10 shares that were inadvertently omitted from the reporting person's previous Forms 4 filed on February 16, 2018, March 2, 2018, and March 6, 2018, due to a clerical error.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.
- F3Represents the weighted average share price of an aggregate total of 1,527 shares sold in the price range of $127.06 to $128.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 845 shares sold in the price range of $128.29 to $129.08 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 55 shares sold in the price range of $129.40 to $129.45 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.