SEC Form 4 · accession 0001209191-18-018678
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Bauerlein
Officer — EVP, Finance, & CFO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 15,911 | $2.40 | A | 20,072 | D | |
| Common StockF2 | Mar 8, 2018 | S | 10,305 | $124.1759 | D | 9,767 | D | |
| Common StockF3 | Mar 8, 2018 | S | 4,594 | $124.8791 | D | 5,173 | D | |
| Common StockF4 | Mar 8, 2018 | S | 1,012 | $125.8353 | D | 4,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $2.40 | Mar 8, 2018 | M | 15,911 | D | — | Mar 26, 2018 | Common Stock | 15,911 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.
- F2Represents the weighted average share price of an aggregate total of 10,305 shares sold in the price range of $123.71 to $124.63 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 4,594 shares sold in the price range of $124.710 to $125.625 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 1,012 shares sold in the price range of $125.7475 to $126.2100 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2008.