SEC Form 4 · accession 0001209191-18-015927
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Bauerlein
Officer — EVP, Finance, & CFO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 1,347 | $0.00 | A | 1,347 | D | |
| Common StockF2 | Mar 1, 2018 | F | 464 | $118.33 | D | 883 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent shares earned and vested on March 1, 2018 based on achievement of the financial performance conditions for the 2017 fiscal year that were approved as part of the 2017 performance-based RSU granted on August 8, 2017.
- F2The reported shares were withheld in a net issuance to cover the Reporting Person's tax withholding liability in connection with the portion of the 2017 performance-based RSU that was earned and vested on March 1, 2018.