SEC Form 4 · accession 0001209191-18-014617
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather D. Rider
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 2,222 | $18.93 | A | 3,222 | D | |
| Common Stock | Feb 26, 2018 | M | 3,000 | $43.21 | A | 6,222 | D | |
| Common StockF2 | Feb 26, 2018 | S | 3,303 | $130.7065 | D | 2,919 | D | |
| Common StockF3 | Feb 26, 2018 | S | 1,277 | $131.4931 | D | 1,642 | D | |
| Common StockF4 | Feb 26, 2018 | S | 642 | $132.6069 | D | 1,000 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5,F6 | $18.93 | Feb 26, 2018 | M | 2,222 | D | — | Aug 15, 2021 | Common Stock | 2,222 | 0 | D |
| Stock Option (right to buy)F7 | $43.21 | Feb 26, 2018 | M | 3,000 | D | — | Oct 13, 2022 | Common Stock | 3,000 | 7,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.
- F2Represents the weighted average share price of an aggregate total of 3,303 shares sold in the price range of $130.21 to $131.17 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 1,277 shares sold in the price range of $131.22 to $131.99 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 642 shares sold in the price range of $132.17 to $132.95 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is August 15, 2014.
- F6Previously filed form 4 reported an incorrect expiration date.
- F7Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option shall vest monthly, beginning with the first month anniversary after the vesting commencement date, but will vest fully on the date of the next Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option is October 14, 2015.