SEC Form 4 · accession 0001209191-17-036477
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heath Lukatch
Director
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2017 | M | 7,246 | $43.21 | A | 7,246 | D | |
| Common StockF1 | May 26, 2017 | S | 7,246 | $88.5682 | D | 0 | D | |
| Common Stock | May 30, 2017 | M | 1,754 | $43.21 | A | 1,754 | D | |
| Common Stock | May 30, 2017 | S | 1,754 | $88.30 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $43.21 | May 26, 2017 | M | 7,246 | D | — | Oct 13, 2022 | Common Stock | 7,246 | 18,919 | D |
| Stock Option (right to buy)F2 | $43.21 | May 30, 2017 | M | 1,754 | D | — | Oct 13, 2022 | Common Stock | 1,754 | 17,165 | D |
Explanation of responses
- F1Represents the weighted average share price of an aggregate total of 7,246 shares sold in the price range of $88.300 to $88.935 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option vested monthly, beginning with the first month anniversary after the vesting commencement date, but vested fully on the date of the 2016 Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option was October 14, 2015.