SEC Form 4 · accession 0001209191-17-018034
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 3,426 | $38.54 | A | 35,277 | D | |
| Common StockF2 | Mar 1, 2017 | S | 2,826 | $75.0366 | D | 32,451 | D | |
| Common StockF3 | Mar 1, 2017 | S | 400 | $76.52 | D | 32,051 | D | |
| Common StockF4 | Mar 1, 2017 | S | 200 | $77.585 | D | 31,851 | D | |
| Common StockF6 | Mar 1, 2017 | S | 1,850 | $75.0451 | D | 2,742 | I | By Spouse |
| Common StockF7 | Mar 1, 2017 | S | 200 | $77.66 | D | 2,542 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F8 | $38.54 | Mar 1, 2017 | M | 3,426 | D | — | May 15, 2022 | Common Stock | 3,426 | 59,074 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2016.
- F2Represents the weighted average share price of an aggregate total of 2,826 shares sold in the price range of $75.00 to $75.42 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $76.08 to $76.98 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F4Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $77.46 to $77.71 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F5The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on September 2, 2016.
- F6Represents the weighted average share price of an aggregate total of 1,850 shares sold in the price range of $75.00 to $75.43 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $77.60 to $77.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.