SEC Form 4 · accession 0001209191-17-004654
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — Chief Executive Officer · Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 5,680 | $16.62 | A | 12,488 | D | |
| Common StockF2 | Jan 17, 2017 | S | 5,677 | $63.9635 | D | 6,811 | D | |
| Common Stock | Jan 17, 2017 | S | 3 | $64.96 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $16.62 | Jan 17, 2017 | M | 5,680 | D | — | Mar 31, 2021 | Common Stock | 5,680 | 68,656 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
- F2Represents the weighted average share price of an aggregate total of 5,677 shares sold in the price range of $63.57 to $64.42 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
- F4Previous Forms 4 indicated an incorrect expiration date.