SEC Form 4 · accession 0001209191-17-003849
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wilkinson
Officer — President and COO · Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 17, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2017 | M | 6,667 | $2.40 | A | 46,011 | D | |
| Common Stock | Jan 13, 2017 | M | 23,984 | $0.81 | A | 69,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.40 | Jan 13, 2017 | M | 6,667 | D | — | Mar 27, 2018 | Common Stock | 6,667 | 0 | D |
| Stock Option (Right to Buy)F2 | $0.81 | Jan 13, 2017 | M | 23,984 | D | — | Mar 28, 2022 | Common Stock | 23,984 | 0 | D |
Explanation of responses
- F1Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2008.
- F2Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.