SEC Form 4 · accession 0001209191-16-156779
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Nov 25, 2016
Accepted (ET)
Dec 27, 2016 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 625 | $1.17 | A | 13,230 | I | By Spouse |
| Common Stock | Nov 25, 2016 | M | 79 | $8.37 | A | 13,309 | I | By Spouse |
| Common Stock | holding | — | — | — | 31,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $1.17 | Nov 25, 2016 | M | 625 | D | — | Jan 28, 2017 | Common Stock | 625 | 0 | I |
| Stock Option (Right to Buy)F4,F3 | $8.37 | Nov 25, 2016 | M | 79 | D | — | Jan 28, 2017 | Common Stock | 79 | 0 | I |
Explanation of responses
- F1Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2013.
- F2938 of the unvested shares subject to the options were forfeited in accordance with the terms of the award upon the reporting person's spouse's termination as a service provider, effective as of October 28, 2016.
- F3Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
- F4474 of the unvested shares subject to the options were forfeited in accordance with the terms of the award upon the reporting person's spouse's termination as a service provider, effective as of October 28, 2016.