SEC Form 4 · accession 0001209191-16-155852
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — CEO · Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 8,000 | $16.62 | A | 14,808 | D | |
| Common StockF2 | Dec 15, 2016 | S | 7,400 | $65.5409 | D | 7,408 | D | |
| Common StockF3 | Dec 15, 2016 | S | 600 | $66.1842 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F5 | $16.62 | Dec 15, 2016 | M | 8,000 | D | — | Mar 31, 2021 | Common Stock | 8,000 | 74,336 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
- F2Represents the weighted average share price of an aggregate total of 7,400 shares sold in the price range of $65.08 to $66.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $66.155 to $66.190 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
- F5Previous Forms 4 indicated an incorrect expiration date.