SEC Form 4 · accession 0001209191-16-153524
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wilkinson
Officer — President and COO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 26,706 | $16.62 | A | 66,050 | D | |
| Common StockF2 | Dec 1, 2016 | S | 12,934 | $60.9375 | D | 53,116 | D | |
| Common StockF3 | Dec 1, 2016 | S | 9,471 | $61.8014 | D | 43,645 | D | |
| Common StockF4 | Dec 1, 2016 | S | 2,500 | $62.8056 | D | 41,145 | D | |
| Common StockF5 | Dec 1, 2016 | S | 1,801 | $64.2184 | D | 39,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F7 | $16.62 | Dec 1, 2016 | M | 26,706 | D | — | Apr 1, 2021 | Common Stock | 26,706 | 24,418 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2016.
- F2Represents the weighted average share price of an aggregate total of 12,934 shares sold in the price range of $60.45 to $61.40 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 9,471 shares sold in the price range of $61.50 to $62.31 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 2,500 shares sold in the price range of $62.50 to $63.20 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 1,801 shares sold in the price range of $64.08 to $64.36 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
- F7Previous Form 4 indicated an incorrect expiration date.