SEC Form 4 · accession 0001209191-16-137371
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — CEO · Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 20,747 | $16.62 | A | 27,555 | D | |
| Common StockF2 | Aug 15, 2016 | S | 18,847 | $57.4572 | D | 8,708 | D | |
| Common StockF3 | Aug 15, 2016 | S | 1,900 | $57.7168 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $16.62 | Aug 15, 2016 | M | 20,747 | D | — | Apr 1, 2021 | Common Stock | 20,747 | 90,336 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
- F2Represents the weighted average share price of an aggregate total of 18,847 shares sold in the price range of $56.71 to $57.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 1,900 shares sold in the price range of $57.71 to $57.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.