SEC Form 4 · accession 0001209191-16-137367
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 5,937 | $1.17 | A | 18,542 | I | By Spouse |
| Common Stock | Aug 12, 2016 | M | 1,341 | $8.37 | A | 19,883 | I | By Spouse |
| Common Stock | Aug 12, 2016 | M | 1,993 | $16.62 | A | 21,876 | I | By Spouse |
| Common Stock | Aug 12, 2016 | S | 1,993 | $56.26 | D | 19,883 | I | By Spouse |
| Common StockF1 | Aug 12, 2016 | S | 5,937 | $56.6974 | D | 13,946 | I | By Spouse |
| Common StockF2 | Aug 12, 2016 | S | 1,341 | $56.6036 | D | 12,605 | I | By Spouse |
| Common Stock | holding | — | — | — | 31,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.17 | Aug 12, 2016 | M | 5,937 | D | — | Feb 12, 2023 | Common Stock | 5,937 | 1,563 | I |
| Stock Option (Right to Buy)F4 | $8.37 | Aug 12, 2016 | M | 1,341 | D | — | Oct 10, 2023 | Common Stock | 1,341 | 553 | I |
| Stock Option (Right to Buy)F5,F6 | $16.62 | Aug 12, 2016 | M | 1,993 | D | — | Mar 31, 2021 | Common Stock | 1,993 | 1,307 | I |
Explanation of responses
- F1Represents the weighted average share price of an aggregate total of 5,937 shares sold in the price range of $56.43 to $56.91 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average share price of an aggregate total of 1,341 shares sold in the price range of $56.58 to $56.65 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2013.
- F4Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
- F5Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is March 1, 2014.
- F6Reporting person's Form 4 filed on 04/02/2014 incorrectly reported the Expiration Date as 04/01/2024.