SEC Form 4 · accession 0001209191-16-128873
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — CEO · Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 20,747 | $16.62 | A | 27,555 | D | |
| Common StockF2 | Jun 16, 2016 | S | 11,109 | $47.4659 | D | 16,446 | D | |
| Common StockF3 | Jun 16, 2016 | S | 9,638 | $48.3218 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $16.62 | Jun 16, 2016 | M | 20,747 | D | — | Apr 1, 2021 | Common Stock | 20,747 | 131,830 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
- F2Represents the weighted average share price of an aggregate total of 11,109 shares sold in the price range of $47.00 to $47.98 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 9,638 shares sold in the price range of $48.11 to $48.58 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.