SEC Form 4 · accession 0001209191-16-121347
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — CEO · Director
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 20,746 | $16.62 | A | 27,554 | D | |
| Common StockF2 | May 16, 2016 | S | 11,028 | $43.9835 | D | 16,526 | D | |
| Common StockF3 | May 16, 2016 | S | 9,718 | $44.3975 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F5 | $16.62 | May 16, 2016 | M | 20,746 | D | — | Apr 1, 2021 | Common Stock | 20,746 | 152,577 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
- F2Represents the weighted average share price of an aggregate total of 11,028 shares sold in the price range of $43.28 to $44.27 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 9,718 shares sold in the price range of $44.29 to $44.52 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
- F5This option expires on April 1, 2021. Previous Forms 4 filed on April 2, 2014 and April 19, 2016 contained a clerical error reporting the incorrect expiration date for this option.