SEC Form 4 · accession 0001209191-16-100662
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wilkinson
Officer — President and COO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 6,372 | $0.60 | A | 6,372 | D | |
| Common Stock | Feb 17, 2016 | M | 15,295 | $0.60 | A | 21,667 | D | |
| Common Stock | Feb 17, 2016 | M | 17,677 | $0.75 | A | 39,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.60 | Feb 17, 2016 | M | 6,372 | D | — | Feb 24, 2020 | Common Stock | 6,372 | 0 | D |
| Stock Option (right to buy)F2 | $0.60 | Feb 17, 2016 | M | 15,295 | D | — | Feb 24, 2020 | Common Stock | 15,295 | 0 | D |
| Stock Option (right to buy)F3 | $0.75 | Feb 17, 2016 | M | 17,677 | D | — | Oct 11, 2021 | Common Stock | 17,677 | 0 | D |
Explanation of responses
- F1Subject to the reporting person's continuing service, thirty nine percent (39%) of the shares subject to the option shall vest and become exercisable on the vesting commencement date, and thereafter, one thirtieth (1/30th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the thirty (30) month anniversary of the vesting commencement date. The vesting commencement date for this option is February 24, 2010. This option is fully vested as of August 24, 2012.
- F2Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is February 24, 2010. This option is fully vested as of February 24, 2014.
- F3Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is August 1, 2011. This option is fully vested as of August 1, 2015