SEC Form 4 · accession 0001209191-15-076499
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Huggenberger
Officer — President and CEO · Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | M | 57,418 | $0.60 | A | 64,226 | D | |
| Common StockF2 | Oct 21, 2015 | S | 43,428 | $42.67 | D | 20,798 | D | |
| Common StockF3 | Oct 21, 2015 | S | 8,479 | $43.792 | D | 12,319 | D | |
| Common Stock | Oct 21, 2015 | S | 200 | $44.37 | D | 12,119 | D | |
| Common StockF4 | Oct 21, 2015 | S | 4,393 | $44.9013 | D | 7,726 | D | |
| Common Stock | Oct 21, 2015 | S | 918 | $45.43 | D | 6,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $0.60 | Oct 21, 2015 | M | 57,418 | D | — | Feb 24, 2020 | Common Stock | 57,418 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
- F2Represents the weighted average share price of an aggregate total of 43,428 shares sold in the price range of $42.0850 to $43.0700 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 8,479 shares sold in the price range of $43.0950 to $44.0000 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 4,393 shares sold in the price range of $44.4000 to $45.3650 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is February 24, 2010.