SEC Form 4 · accession 0001209191-15-072559
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2015 | M | 5,000 | $0.60 | A | 48,351 | D | |
| Common Stock | Sep 28, 2015 | M | 816 | $0.75 | A | 5,105 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.60 | Sep 28, 2015 | M | 5,000 | D | — | Feb 9, 2019 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F2 | $0.75 | Sep 28, 2015 | M | 816 | D | — | Oct 11, 2021 | Common Stock | 816 | 0 | I |
Explanation of responses
- F1Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is February 10, 2009.
- F2Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is August 1, 2011.