SEC Form 4 · accession 0001209191-15-068231
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Benjamin M Anderson
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2015 | M | 1,666 | $8.37 | A | 1,666 | D | |
| Common Stock | Aug 25, 2015 | M | 8,888 | $16.62 | A | 10,554 | D | |
| Common StockF1 | Aug 25, 2015 | S | 5,558 | $46.3476 | D | 4,996 | D | |
| Common Stock | Aug 25, 2015 | S | 100 | $46.84 | D | 4,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $8.37 | Aug 25, 2015 | M | 1,666 | D | Oct 10, 2014 | Oct 10, 2023 | Common Stock | 1,666 | 0 | D |
| Stock Option (right to buy)F2,F3 | $16.62 | Aug 25, 2015 | M | 8,888 | D | — | Apr 1, 2021 | Common Stock | 8,888 | 4,445 | D |
Explanation of responses
- F1Represents the weighted average share price of an aggregate total of 5,558 shares sold in the price range of $45.72 to $46.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Subject to the reporting person's continuing service, 1/24th of the total shares subject to the option shall vest every month after April 1, 2014.
- F3Expiration date incorrectly reported in Form 4 filed April 2, 2014. Correct expiration date is April 1, 2021.