SEC Form 4 · accession 0001209191-15-046060
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Petersen
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 20, 2015 | S | 9,284 | $37.7575 | D | 86,962 | I | See footnote |
| Common StockF1,F3 | May 20, 2015 | S | 6,190 | $37.7575 | D | 57,968 | I | see footnote |
| Common StockF1,F4 | May 20, 2015 | S | 41,981 | $37.7575 | D | 397,284 | I | see footnote |
| Common StockF1,F5 | May 20, 2015 | S | 9,823 | $37.7575 | D | 93,391 | I | see footnote |
| Common StockF6,F2 | May 21, 2015 | S | 9,249 | $37.8582 | D | 77,713 | I | see footnote |
| Common StockF6,F3 | May 21, 2015 | S | 6,166 | $37.8582 | D | 51,802 | I | see footnote |
| Common StockF6,F4 | May 21, 2015 | S | 41,822 | $37.8582 | D | 355,462 | I | see footnote |
| Common StockF6,F5 | May 21, 2015 | S | 9,785 | $37.8582 | D | 83,606 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $37.000 and $37.9650 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- F3These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- F4These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- F5These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- F6Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $37.2400 and $38.3600 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate price.