SEC Form 4 · accession 0001209191-16-119352
RUCKUS WIRELESS INC · RKUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Georges Antoun
Director
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 3,700 | $4.24 | A | 3,700 | D | |
| Common Stock | May 10, 2016 | S | 3,700 | $12.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.24 | May 10, 2016 | M | 3,700 | D | — | Jan 23, 2022 | Common Stock | 3,700 | 128,249 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2015.
- F2The Option is fully vested as of September 13, 2015.