SEC Form 4 · accession 0001209191-16-114618
RUCKUS WIRELESS INC · RKUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R. Maples
Officer — V.P. Legal & General Counsel
Period of report
Apr 18, 2016
Accepted (ET)
Apr 18, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2016 | M | 8,800 | $4.63 | A | 50,760 | D | |
| Common StockF2,F3 | Apr 18, 2016 | S | 8,800 | $13.4786 | D | 41,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $4.63 | Apr 18, 2016 | M | 8,800 | D | — | Mar 22, 2022 | Common Stock | 8,800 | 166,800 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $13.42 to $13.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
- F4The Option is fully vested as of March 22, 2016.