SEC Form 4 · accession 0001209191-18-040965
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Davidson
Officer — Chief Medical Officer
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | M | 10,000 | $5.5004 | A | 34,905 | D | |
| Common StockF2 | Jul 2, 2018 | S | 2,818 | $153.3564 | D | 32,087 | D | |
| Common StockF3 | Jul 2, 2018 | S | 5,982 | $154.0672 | D | 26,105 | D | |
| Common StockF4 | Jul 2, 2018 | S | 1,200 | $154.8463 | D | 24,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $5.5004 | Jul 2, 2018 | M | 10,000 | D | — | Jan 16, 2023 | Common Stock | 10,000 | 53,951 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2017.
- F2The range in prices for the transaction reported on this line was $152.70 to $153.6750. The average weighted price was $153.3564. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range in prices for the transaction reported on this line was $153.70 to $154.65. The average weighted price was $154.0672. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The range in prices for the transaction reported on this line was $154.75 to $155.00. The average weighted price was $154.8463. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This option to purchase shares of our common stock was granted on January 16, 2013 with performance-based vesting criteria that were met as of April 1, 2013 and May 1, 2013. The shares underlying these options vested as follows: 25% vested on April 1, 2014 and May 1, 2014, respectively, with the remainder of the shares vesting in equal monthly installments over the following three years.