SEC Form 4 · accession 0001209191-17-041951
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Lynch
Director
Period of report
Jun 23, 2017
Accepted (ET)
Jun 27, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2017 | M | 2,008 | $2.0864 | A | 4,808 | D | |
| Common Stock | Jun 23, 2017 | M | 1,992 | $5.5004 | A | 6,800 | D | |
| Common StockF2 | Jun 23, 2017 | S | 2,200 | $108.2896 | D | 4,600 | D | |
| Common StockF3 | Jun 23, 2017 | S | 1,000 | $109.74 | D | 3,600 | D | |
| Common StockF4 | Jun 23, 2017 | S | 800 | $110.4813 | D | 2,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $2.0864 | Jun 23, 2017 | M | 2,008 | D | — | Jul 31, 2021 | Common Stock | 2,008 | 0 | D |
| Stock Option (right to buy)F6 | $5.5004 | Jun 23, 2017 | M | 1,992 | D | — | Jan 16, 2023 | Common Stock | 1,992 | 23,842 | D |
Explanation of responses
- F1This sales reported in the Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2016.
- F2The range of prices for the transaction reported on this line was $108.05 to $108.50. The average weighted price was $108.2896. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $109.25 to $110.00. The average weighted price was $109.74. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The range of prices for the transaction reported on this line was $110.35 to $110.80. The average weighted price was $110.4813. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This option vests over a four-year period in 48 equal monthly installments beginning on April 15, 2011
- F6This option vests over a four-year period at a rate of twenty-five percent (25%) on January 16, 2014 in 36 equal monthly installments thereafter.