SEC Form 4 · accession 0001209191-17-038532
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Cole
Officer — Chief Legal Officer
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 15,070 | $22.53 | A | 30,871 | D | |
| Common Stock | Jun 6, 2017 | M | 1,740 | $50.51 | A | 32,611 | D | |
| Comon StockF2 | Jun 6, 2017 | S | 16,810 | $100.2204 | D | 15,801 | D | |
| Common Stock | Jun 7, 2017 | M | 435 | $50.51 | A | 16,236 | D | |
| Common Stock | Jun 7, 2017 | S | 435 | $100.05 | D | 15,801 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $22.53 | Jun 6, 2017 | M | 15,070 | D | — | Feb 10, 2024 | Common Stock | 15,070 | 36,812 | D |
| Stock Option (right to buy)F4 | $50.51 | Jun 6, 2017 | M | 1,740 | D | — | Mar 1, 2026 | Common Stock | 1,740 | 13,935 | D |
| Stock Option (right to buy)F4 | $50.51 | Jun 7, 2017 | M | 435 | D | — | Mar 1, 2026 | Common Stock | 435 | 13,500 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016
- F2The range in prices for the transaction reported on this line was $100.00 to $100.70. The average weighted price was $100.2204. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vests over a four-year period, at a rate of twenty-five percent (25%) on March 6, 2015 and in 36 equal monthly installments thereafter.
- F4This option vests over a four-year period, at a rate of twenty-five percent (25%) on January 4, 2017, and in 36 equal monthly installments.