SEC Form 4 · accession 0001209191-17-023141
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Lynch
Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 2,000 | $2.0864 | A | 3,400 | D | |
| Common StockF2 | Mar 24, 2017 | S | 1,700 | $87.098 | D | 1,700 | D | |
| Common StockF3 | Mar 24, 2017 | S | 300 | $87.6333 | D | 1,400 | D | |
| Common Stock | Mar 27, 2017 | M | 1,000 | $2.0864 | A | 2,400 | D | |
| Common Stock | Mar 27, 2017 | S | 1,000 | $90.00 | D | 1,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $2.0864 | Mar 24, 2017 | M | 2,000 | D | — | Jul 13, 2021 | Common Stock | 2,000 | 16,271 | D |
| Stock Option (right to buy)F4 | $2.0864 | Mar 27, 2017 | M | 1,000 | D | — | Jul 13, 2021 | Common Stock | 1,000 | 15,271 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.
- F2The range of prices for the transaction reported on this line was $86.50 to $87.50. The average weighted price was $87.0980. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $87.55 to $87.75. The average weighted price was $87.6333. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This option vests over a four-year period in 48 equal monthly installments beginning on April 15, 2011