SEC Form 4 · accession 0001209191-15-033117
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell H. Finer
Officer — Chief Scientific Officer
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | M | 8,522 | $2.0864 | A | 8,522 | D | |
| Common Stock | Apr 6, 2015 | M | 6,478 | $5.5004 | A | 15,000 | D | |
| Common StockF2 | Apr 6, 2015 | S | 679 | $117.589 | D | 14,321 | D | |
| Common StockF3 | Apr 6, 2015 | S | 11,638 | $118.6195 | D | 2,683 | D | |
| Common StockF4 | Apr 6, 2015 | S | 2,683 | $119.4638 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $2.0864 | Apr 6, 2015 | M | 2,039 | D | — | Jul 13, 2021 | Common Stock | 2,039 | 900 | D |
| Stock Option (right to buy)F5 | $2.0864 | Apr 6, 2015 | M | 1,594 | D | — | Jul 13, 2021 | Common Stock | 1,594 | 266 | D |
| Stock Option (right to buy)F5 | $2.0864 | Apr 6, 2015 | M | 1,594 | D | — | Jul 13, 2021 | Common Stock | 1,594 | 3,454 | D |
| Stock Option (right to buy)F6 | $2.0846 | Apr 6, 2015 | M | 3,295 | D | — | Jun 4, 2022 | Common Stock | 3,295 | 7,140 | D |
| Stock Option (right to buy)F7 | $5.5004 | Apr 6, 2015 | M | 6,478 | D | — | Jan 16, 2023 | Common Stock | 6,478 | 38,755 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2014.
- F2The range of prices for the transaction reported on this line was $117.10 to $118.00. The average weighted price was $117.5890. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $118.19 to $119.1750. The average weighted price was $117.3949. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The range of prices for the transaction reported on this line was $119.22 to $119.9050. The average weighted price was $119.4638. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This option vests at a rate of twenty-five percent (25%) on April 15, 2012 and in 36 equal monthly installments thereafter.
- F6This option vests at a rate of twenty-five percent (25%) on May 1, 2013 and in 36 equal monthly installments thereafter.
- F7This option vests as follows: (i) 107,281 shares vest at a rate of twenty-five percent (25%) on January 1, 2014 and in 36 equal monthly installments thereafter, and (ii) 16,504 shares vest at a rate of twenty-five percent (25%) on April 1, 2014 and in 36 equal monthly installments thereafter, and (iii) 41,262 shares vest at a rate of twenty-five percent (25%) on May 1, 2014 and in 36 equal monthly installment thereafter.