SEC Form 4 · accession 0001140361-18-010542
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Dec
Officer — Chief Financial Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | M | 1,400 | $0.00 | A | 6,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 23, 2018 | M | 1,400 | D | — | — | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1All stock information is adjusted to reflect a one-for-twenty-five reverse stock split effected on January 17, 2018.
- F2Each restricted stock unit represents the right to acquire one share of common stock.
- F3Represents lapse of forfeiture of restricted stock units granted in August 2017 upon achievement of a milestone event.