SEC Form 4 · accession 0001140361-17-042839
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Dec
Officer — Chief Financial Officer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | M | 6,250 | $0.00 | A | 125,216 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 10, 2017 | M | 6,250 | D | — | — | Common Stock | 6,250 | 12,500 | D |
Explanation of responses
- F1On November 10, 2017, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned.
- F2The restricted stock units vest in four equal annual installments from the date of grant, with acceleration of vesting in certain circumstances associated with a change of control.