SEC Form 4 · accession 0001140361-17-031408
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Dec
Officer — Chief Financial Officer
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Award | $0.295 | Aug 9, 2017 | A | 60,000 | A | Aug 9, 2018 | Aug 9, 2027 | Common Stock | 60,000 | 60,000 | D |
| Restricted Stock UnitsF1,F2 | — | Aug 9, 2017 | A | 35,000 | A | — | — | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of OpGen, Inc. common stock.
- F2The restricted stock units vest upon the successful launch of OpGen, Inc.'s cUTI RUO mAST.