SEC Form 4/A · accession 0001140361-17-028657
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Evan/ Fa Jones
Officer — Chief Executive Officer
jVen Capital, LLC
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 5, 2017
Accepted (ET)
Jul 25, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase Common StockF1,F3,F2 | $0.69 | Jul 5, 2017 | P | 158,730 | A | Dec 5, 2017 | Jul 5, 2022 | Common Stock | 158,730 | 158,730 | D |
Explanation of responses
- F1Issuance of warrants pursuant to that certain Amended & Restated Note Purchase Agreement dated July 10, 2017.
- F2The purpose of this Form 4/A is to correct the exercise price and expiration date for this warrant issuance.
- F3Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC.