SEC Form 4/A · accession 0001140361-17-028656
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Evan/ Fa Jones
Officer — Chief Executive Officer
jVen Capital, LLC
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 28, 2017
Accepted (ET)
Jul 25, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase Common StockF1,F2,F3 | $0.78 | Jun 28, 2017 | P | 140,845 | A | Nov 28, 2017 | Jun 28, 2022 | Common Stock | 140,845 | 140,845 | D |
Explanation of responses
- F1The purpose of this Form 4/A is to report the correct increase in the number of Warrants to purchase Common Stock issued to jVen Capital, LLC pursuant to an amendment and restatement of that certain Note Purchase Agreement dated May 31, 2017.
- F2Issuance of warrants pursuant to that certain amended and restated Note Purchase Agreement dated July 10, 2017.
- F3Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC.