SEC Form 4 · accession 0001140361-17-028093
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Evan/ Fa Jones
Officer — Chief Executive Officer
jVen Capital, LLC
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 18, 2017
Accepted (ET)
Jul 18, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2017 | P | 1,875,000 | $0.40 | A | 5,680,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase Common StockF1 | $0.425 | Jul 18, 2017 | P | 1,875,000 | A | Jul 18, 2017 | Jul 18, 2022 | Common Stock | 1,875,000 | 1,875,000 | D |
Explanation of responses
- F1Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and warrants to purchase Common Stock owned by jVen Capital, LLC.