SEC Form 4 · accession 0001140361-17-027360
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Evan/ Fa Jones
Officer — Chief Executive Officer
jVen Capital, LLC
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 28, 2017
Accepted (ET)
Jul 6, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase Common StockF1,F2 | $0.78 | Jun 28, 2017 | P | 70,423 | A | Nov 28, 2017 | Jun 28, 2022 | Common Stock | 70,423 | 70,423 | D |
Explanation of responses
- F1Issuance of warrants pursuant to that certain Note Purchase Agreement dated May 31, 2017.
- F2Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and derivative securities owned by jVen Capital, LLC.