SEC Form 4 · accession 0001140361-16-066743
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan/ Fa Jones
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2016 | P$0 | 874,317 | — | A | 3,805,604 | I | See footnote |
| Common Stock | holding | — | — | — | 131,156 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2 | $1.3125 | May 19, 2016 | P | 874,317 | A | Aug 17, 2016 | May 19, 2021 | Common Stock | 655,738 | 874,317 | I |
Explanation of responses
- F1Purchase of units (?Units") each Unit consisting of one share of the Company's common stock, par value $0.01 per share (the "Common Stock") and (ii) a warrant to acquire 0.75 of one share of Common Stock for a purchase price of $1.14375 per Unit.
- F2The securities are directly held by jVen Capital, LLC ("jVen Capital"). Mr. Jones is managing member of jVen Capital and may be deemed to have voting and dispositive power over the shares owned by jVen Capital.