SEC Form 4 · accession 0001140361-16-062810
CapForce Inc. · CFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan/ Fa Jones
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock optiionF1 | $1.35 | Apr 28, 2016 | A | 766,500 | A | — | Apr 27, 2016 | Common Stock | 766,500 | 766,500 | D |
Explanation of responses
- F1The stock option vests 25% on the first anniversary of the date of grant and 6.25% quarterly thereafter on the anniversary of the date of grant over three years. The stock option award is contingent on receipt of stockholder approval, as the award was made outside of OpGen, Inc.'s stockholder-approved incentive plans. If the stockholders do not approve the award at the Annual Meeting held on June 22, 2016, the stock option award will terminate.