SEC Form 4/A · accession 0001638397-15-000044
Kayne Anderson Energy Infrastructure Fund, Inc. · KYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
KA Fund Advisors LLC
Other
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | J | 665,037 | $15.09 | A | 665,037 | D | |
| Common Stock | Dec 23, 2015 | J | 665,037 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of newly issued shares of the Company by KA Fund Advisors, LLC (KAFA) and its principals funded in part by the investment of 100% of the after-tax management fees received during the quarter. The purchase price was the greater of market price and net asset value as of the close of business on Friday, December 18.
- F2Distribution to the principals of KAFA in connection with the previously noted purchase.