SEC Form 4 · accession 0001304183-18-000001
Kayne Anderson Energy Infrastructure Fund, Inc. · KYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S McCarthy
Officer — Chairman, President and CEO · Director
Period of report
May 1, 2018
Accepted (ET)
May 8, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | P | 14,265 | $17.5263 | A | 529,121 | D | |
| Common Stock | holding | — | — | — | 9,798 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Negotiated transaction between the Reporting Person and KA Associates, Inc. ("KAA"). KAA is a FINRA registered broker-dealer. Richard A. Kayne is the majority owner of KAA which, by virtue of common control, is an affiliate of the investment advisor of the Issuer. Price determined based on the 10-day VWAP for the period April16-30, 2018.