SEC Form 4 · accession 0000899243-18-027503
Kayne Anderson Energy Infrastructure Fund, Inc. · KYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 22, 2018
Accepted (ET)
Oct 25, 2018 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Oct 22, 2018 | J | 152,445 | — | A | 353,958 | D | |
| COMMON STOCKF1,F2 | Oct 22, 2018 | J | 303,568 | — | D | 11,321 | I | SEE NOTES |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN.
- F2A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.