SEC Form 4/A · accession 0001209191-15-026183
HUMANIGEN, INC · HGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Herb Cross
Officer — Chief Financial Officer
Period of report
Jan 20, 2015
Accepted (ET)
Mar 13, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $0.44 | Jan 20, 2015 | A | 15,000 | A | — | Jan 19, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This amendment is being filed to correct the vesting details of the transaction reported. Due to a clerical error, the initial filing stated the vesting start date as February 8, 2015, not January 8, 2015.
- F2The option shares will vest and become exercisable ratably over 12 months of continuous service beginning on January 8, 2015, subject to the terms of the Company's 2012 Equity Incentive Plan.