SEC Form 4 · accession 0001209191-15-015574
HUMANIGEN, INC · HGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Joseph
Officer — Chief Legal Officer
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.45 | Feb 16, 2015 | A | 300,000 | A | — | Feb 15, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F11/4 of the option shares will vest and become exercisable on each 6-month anniversary of continuous service after February 16, 2015.