SEC Form 4 · accession 0001144204-18-013368
HUMANIGEN, INC · HGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Gregory Jester
Officer — Chief Financial Officer
Period of report
Sep 5, 2017
Accepted (ET)
Mar 7, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.33 | Sep 5, 2017 | A | 150,000 | A | — | Sep 4, 2027 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The options vest and become exercisable in 12 equal quarterly installments beginning on October 1, 2017.