SEC Form 4/A · accession 0001209191-15-003675
TechTarget Inc · TTGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Don Hawk
Officer — Executive Director
Period of report
Nov 15, 2013
Accepted (ET)
Jan 12, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2013 | M | 1,241 | $2.72 | A | 464,161 | D | |
| Common StockF1 | Nov 18, 2013 | M | 8,197 | $2.72 | A | 464,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $2.72 | Nov 15, 2013 | M | 1,241 | D | — | Jan 9, 2014 | Common Stock | 1,241 | 36,259 | D |
| Employee Stock Option (right to buy)F1,F2 | $2.72 | Nov 18, 2013 | M | 8,197 | D | — | Jan 9, 2014 | Common Stock | 8,197 | 28,062 | D |
Explanation of responses
- F1Original filing (SEC Accession#0001209191-13-053012) on November 19, 2013 mistakenly did not include the acquisition by the reporting person of 1,241 shares of TechTarget Inc.'s common stock on November 15, 2013 and 8,197 shares of common stock on November 18, 2013, in each case through the exercise of an option granted to the reporting person on January 9, 2004.
- F2The option, representing a right to purchase a total of 37,500 shares was granted on January 9, 2004; 25% of the shares subject to the option vested on the first anniversary of the grant date and 6.25% of the remaining shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option were fully vested on January 9, 2008