SEC Form 4 · accession 0001140361-15-039411
PSB Holdings, Inc. · PSBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Borner
Officer — President and CEO · Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | Oct 30, 2015 | G | 2,050 | $0.00 | A | 11,100 | I | Spouse |
| Common Stock, par value $0.10 per share | holding | — | — | — | 170,470 | D | ||
| Common Stock, par value $0.10 per shareF1 | holding | — | — | — | 6,891 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.60 | holding | — | — | — | Nov 7, 2006 | Nov 7, 2015 | Common Stock | 61,238 | 61,238 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock appreciation rights and reload stock options, each equal to the number of options granted, were granted in tandem with the stock options.