SEC Form 4 · accession 0001225208-16-041162
BOEING CO · BA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leanne G Caret
Officer — EVP, Pres. & CEO, BDS
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | M | 8,269 | $75.965 | A | 50,022 | D | |
| Common Stock | Nov 1, 2016 | M | 4,766 | $75.395 | A | 54,788 | D | |
| Common Stock | Nov 1, 2016 | M | 4,310 | $71.435 | A | 59,098 | D | |
| Common StockF2 | Nov 1, 2016 | S | 17,345 | $142.144 | D | 41,753 | D | |
| Common Stock | Nov 2, 2016 | G | 180 | $0.00 | D | 41,573 | D | |
| Common Stock | holding | — | — | — | 1,921 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $71.435 | Nov 1, 2016 | M | 4,310 | D | — | Feb 22, 2021 | Common Stock | 4,310 | 0 | D |
| Stock Option (Right to Buy)F4 | $75.965 | Nov 1, 2016 | M | 8,269 | D | — | Feb 25, 2023 | Common Stock | 8,269 | 0 | D |
| Stock Option (Right to Buy)F5 | $75.395 | Nov 1, 2016 | M | 4,766 | D | — | Feb 27, 2022 | Common Stock | 4,766 | 0 | D |
Explanation of responses
- F1Includes adjustments for dividends accrued.
- F2The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $141.85 to $142.56 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The option was fully vested on February 22, 2014.
- F4The option was fully vested on February 25, 2016.
- F5The option was fully vested on February 27, 2015.