SEC Form 4 · accession 0001209191-15-079000
Inteliquent, Inc. · IQNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Monto
Officer — GC & Corporate Secretary
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Nov 5, 2015 | M | 5,017 | $2.67 | A | 73,067 | D | |
| Common Stock, par value $0.001 per shareF1 | Nov 5, 2015 | S | 5,017 | $18.98 | D | 68,050 | D | |
| Common Stock, par value $0.001 per share | Nov 6, 2015 | M | 10,138 | $2.67 | A | 78,188 | D | |
| Common Stock, par value $0.001 per shareF2 | Nov 6, 2015 | S | 10,138 | $19.34 | D | 68,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to purchase)F3 | $2.67 | Nov 5, 2015 | M | 5,017 | D | — | Mar 15, 2023 | Common stock | 5,017 | 40,449 | D |
| Employee Stock Options (right to purchase)F3 | $2.67 | Nov 6, 2015 | M | 10,138 | D | — | Mar 15, 2023 | Common stock | 10,138 | 30,311 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average trading price of the shares sold. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.07, inclusive. Upon request, the reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is the weighted average trading price of the shares sold. These shares were sold in multiple transactions at prices ranging from $19.26 to $19.45, inclusive. Upon request, the reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3One-quarter of the options to which this note relates vested on March 15, 2014; the remaining three-quarters of the options vest in equal annual installments on the second, third and fourth anniversary following March 15, 2014.